Homer Bonner Jacobs counsels and represents clients in litigation, arbitration, regulatory enforcement proceedings, investigations and compliance with respect to various securities-related matters. Our experienced securities lawyers advise and defend on a full-range of market and regulatory issues.
We represent broker/dealers and their principals, as well as investment advisors, hedge fund managers and other professionals in arbitration, reparations proceedings, and litigation matters before the U.S. Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA, formerly known as the National Association of Securities Dealers), New York Stock Exchange (NYSE), various other exchanges, and state and federal courts. Our skilled securities attorneys also regularly defend institutions and individuals in connection with investigations and actions brought in federal courts and administrative forums by the SEC, United States Attorney, court-appointed receivers, and various self-regulatory organizations.
Our experienced securities attorneys have defended complex securities claims in state, federal and appellate courts involving market manipulation, fraud, and various other provisions of the federal securities laws, rules and regulations. We also assist clients in responding to inquiries from the government and self-regulatory organizations, and we defend them in governmental and private actions. In addition, we represent brokerage firms and brokers in matters involving non-compete agreements, non-solicitation agreements, and confidentiality agreements.
To speak with one of our experienced securities attorneys, contact us. We will be glad to provide you with a free initial consultation.