Securities and Commodities

We assist individual and business clients with litigation related to public offerings and private placements. Our expertise extends to sophisticated commodities and foreign investment markets, securities fraud, and insider-trading matters.  We represent and advise issuers, broker-dealer firms and individual brokers in proceedings before state and federal regulatory agencies. Our practice focus includes:

  • Administrative proceedings and arbitrations before bodies such as the New York Stock Exchange, National Association of Securities Dealers, Commodities Futures Trading Commission, and National Futures Association   
  • The prosecution and defense of federal and Florida securities and commodities matters 
  • Business takeover litigation 
  • Class actions and shareholder derivative actions  
  • First Amendment litigation on behalf of media clients in connection with the advertisement of commodities


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